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View Full Version : FINRA Fines Wachovia Units More Than $4.5 Million For Failures Relating to Trust and


Yahoo! Finance
02-12-2009, 10:50 AM
<b>Yahoo! Finance: Mutual Fund News</b>

WASHINGTON----The Financial Industry Regulatory Authority announced today that it has fined two Wachovia units more than $4.5 million for violations related to the sales of mutual funds and Unit Investment Trusts .

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